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SEC, FINRA & GLBA Compliant

US Financial Services & BankingPowered by Agentic AI

SEC and FINRA compliant AI solutions for US Banks, Credit Unions, and FinTechs.

99%
Verification

Identity accuracy

20%
Loan Growth

Faster originations

Zero
Security

Data breaches

50%
Efficiency

Faster resolutions

Secure Financial Operations

Protect assets and build trust with military-grade AI security

The Challenge

Complex account opening processes lead to high drop-off rates and frustration.

The Solution

AI-powered onboarding assistants guide customers through account setup with real-time verification.

Key Capabilities

SEC & FINRA

WORM storage compliance for all communications

Core Integration

Jack Henry, Fiserv, FIS, and Temenos connectors

GLBA Privacy

Strict protection of Non-public Personal Information (NPI)

Customer Onboarding

Automated account opening with real-time identity verification

Card & Payments

Card freeze/unfreeze, dispute resolution, transfers, and bill pay

Account Servicing

Address changes, statement requests, limit changes, and updates

How Leading Companies Transform with Agentic AI

How financial leaders are redefining the customer experience

Regional Credit Union

Automated loan application status checks and pre-approvals.

Outcome

Increased loan origination volume by 22% in 6 months.

22%

Investment Firm

Secure trade execution via voice authentication.

Outcome

Reduced trade verification time by 90 seconds per call.

90s

Mortgage Lender

Proactive document collection reminders via SMS.

Outcome

Shortened closing interaction timelines by 7 days.

7 days

Built for US Finance

Dodd-Frank and SOX compliance features
FIPS 140-2 Validated Encryption
Biometric Multi-Factor Authentication (MFA)
Integration with Zelle and Real-Time Payments (RTP)
Automated Suspicious Activity Report (SAR) tagging
State-level regulatory compliance monitoring

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